A systematic review of the association between pleural plaques and changes in lung function =========================================================================================== * Leonid Kopylev * Krista Yorita Christensen * James S Brown * Glinda S Cooper ## Abstract **Objectives** To conduct a systematic review of changes in lung function in relation to presence of pleural plaques in asbestos-exposed populations. **Methods** Database searches of PubMed and Web of Science were supplemented by review of papers’ reference lists and journals’ tables of contents. Methodological features (eg, consideration of potential confounding by smoking) of identified articles were reviewed by ≥two reviewers. Meta-analyses of 20 studies estimated a summary effect of the decrements in per cent predicted (%pred) forced vital capacity (FVC) and forced expiratory volume in 1 s (FEV1) associated with presence of pleural plaques. **Results** Among asbestos-exposed workers, the presence of pleural plaques was associated with statistically significant decrements in FVC (4.09%pred, 95% CI 2.31 to 5.86) and FEV1 (1.99%pred, 95% CI 0.22 to 3.77). Effects of similar magnitude were seen when stratifying by imaging type (X-ray or high-resolution CT) and when excluding studies with potential methodological limitations. Undetected asbestosis was considered as an unlikely explanation of the observed decrements. Several studies provided evidence of an association between size of pleural plaques and degree of pulmonary decrease, and presence of pleural plaques and increased rate or degree of pulmonary impairment. **Conclusions** The presence of pleural plaques is associated with a small, but statistically significant mean difference in FVC and FEV1 in comparison to asbestos-exposed individuals without plaques or other abnormalities. From a public health perspective, small group mean decrements in lung function coupled with an increased rate of decline in lung function of the exposed population may be consequential. * pleural plaque * FVC * FEV1 ## Introduction Asbestos is the generic name for a group of naturally occurring silicate minerals that crystallise in long thin fibres. Asbestos has been used in a wide range of applications such as insulation, friction materials and textiles; worldwide asbestos usage peaked around the 1970s and has since declined due to regulations enacted to decrease or prevent exposure.1 However, such regulations vary by region and country, and considerable amounts of asbestos are still used today—for example, the US Geological Survey estimated that the worldwide production of asbestos was nearly 2 million metric tons in 2012, and that the USA consumed 1020 metric tons of asbestos for applications (almost exclusively in the chloralkali industry and roofing products).2 Further, naturally occurring asbestos is wide spread in the USA.3 Asbestos exposure and subsequent health effects continue to be a public health concern. Asbestos has long been known to cause mesothelioma, along with lung and various other cancers (eg, laryngeal and ovarian).1 Asbestos is also known to cause various non-cancer effects in the lung (eg, asbestosis) and/or the pleura (eg, pleural plaques, diffuse pleural thickening (DPT)). Pleural plaques are one of the earliest and most common manifestations of asbestos-related disease. Pleural plaques are lesions in the tissue surrounding the lungs and lining the chest cavity.4 Pleural plaque prevalence increases with increasing time since first exposure; in some cohorts, after decades of follow-up, the prevalence of pleural plaque is over 80%.5 ,6 The impact of pleural plaques has been debated in the literature. The American Thoracic Society (ATS),4 stated that “Although pleural plaques have long been considered inconsequential markers of asbestos exposure, studies of large cohorts have shown a significant reduction in pulmonary function attributable to the plaques, averaging about 5% of FVC, even when interstitial fibrosis (asbestosis) is absent radiographically…Decrements, when they occur, are probably related to early subclinical fibrosis*.*” The American College of Chest Physicians (ACCP)7 published a Delphi study conducted to gauge consensus among published asbestos researchers, and found that these researchers rejected the statement that “Pleural plaques alter pulmonary function to a clinically significant degree*.*” However, neither the ATS nor the ACCP statements were based on a formal systematic review of the literature. Recently, Wilken *et al*8 performed a systematic review and meta-analysis, examining pulmonary function in relation to the combined category of pleural plaques and/or DPT. DPT is thought to be a more severe health outcome compared with pleural plaques, and associated with more severe decrements in lung function.4 Mixing the two end points does not allow evaluation of the effect of pleural plaques alone. Our objective was to conduct a systematic evaluation of cross-sectional and longitudinal studies examining the relationship between pleural plaques and lung function, focusing on changes in per cent predicted (%pred) forced vital capacity (FVC) and forced expiratory volume in 1 s (FEV1), the most commonly reported measures in the identified studies. We considered X-ray studies and newer high-resolution CT (HRCT) studies. ## Methods ### Literature search strategy The search was conducted on 25 September 2013 using the PubMed and Web of Science databases with no publication date limitations; the search strategy (including search strings) is summarised in online supplementary figure 1, with additional details of the process described below. Standardised guidelines for defining plaques using radiographic evaluation are provided by the International Labour Organization (ILO), and have changed over time. The 1980 ILO guidelines9 defined circumscribed pleural thickening (ie, pleural plaques). The 2000 ILO revision10 defined a new category of localised pleural thickening (LPT) comprising only those plaques with width of at least 3 mm (intended to reduce the number of false-positive findings), and including plaques found on sites other than the chest wall (eg, diaphragm). Both pleural plaques as defined by the earlier ILO guidelines, and LPT as defined by the 2000 guidelines, were included in our literature search. There are no standardised guidelines similar to the ILO for defining pleural plaques using HRCT; thus, we used the authors’ descriptions of the definition for pleural plaques. The searches yielded 184 hits in PubMed, and 183 hits in Web of Science; after excluding duplicate citations, 262 remained for further review. On the basis of a title and abstract screen, 105 citations were excluded because they were not directly relevant to the study question (eg, no pulmonary function measurements). The remaining 157 citations were selected for full-text review by a group of three reviewers to determine if they contained data addressing our study question. Each paper was reviewed independently by two of the three reviewers. In cases of disagreements or uncertainty (eg, questions about the definition of pleural abnormality used), the third reviewer also reviewed the paper and participated in the consensus building discussions. Studies were also excluded at this step if the analysis group included individuals with DPT or was based on undefined pleural abnormalities (n=21), or if they included individuals with parenchymal abnormalities (defined as X-ray profusion score >1/0, or HRCT evidence of parenchymal abnormality) without presenting a stratified analysis showing the results for the effect of pleural plaques in the absence of parenchymal abnormality (n=7). Thirty studies were selected for inclusion through this process, and eight additional references were identified through (1) a review of references in reviews and in the identified primary source studies and (2) by searching the Table of Contents of relevant journals for newly released papers (September–December 2013) of selected journals (see online supplementary material) for a total of 38 primary source studies. All of the X-ray studies used in these meta-analyses stated that they used the outcome of pleural plaques as defined by the 1980 ILO guidelines; no studies reported LPT as defined by the 2000 ILO guidelines. If more than one publication presented data on the same study participants or on a subset of the study participants, or provided additional methodological details about a study, these publications are treated as related (with one entry in the summary tables and analysis). Some studies presented both longitudinal and cross-sectional data from the same study population; the longitudinal and cross-sectional results were considered separately. In the next step of this review process, each of the selected studies was evaluated for attributes related to study methods. Again, two of the three reviewers independently abstracted information pertaining to: selection of participants, protocols for X-ray or HRCT readings, protocols for spirometry measurements, analytic approach and consideration of smoking as a potential confounder (see online supplementary table S1). These criteria were defined a priori. This information was not used as a basis for exclusion, but rather to identify studies with limitation(s) of sufficient magnitude to potentially affect the interpretation of the study results. For the purpose of developing a summary effect estimate across studies, cross-sectional studies were considered separately from longitudinal studies. Among the cross-sectional studies, 25 used an internal comparison group (ie, comparison of pleural plaque vs no pleural plaque groups among individuals with asbestos exposure), and 10 included only an external comparison group (ie, the comparison was between asbestos exposed individuals with pleural plaques and people without asbestos exposure). The 10 studies with only an external comparison group11–20 were excluded since an internal comparison better estimates the effect of pleural plaques themselves by reducing potential confounding (ie, greater similarity between groups with regard to exposure, smoking, socioeconomic status, work status and general health). ### Meta-analysis Each of the 20 cross-sectional, internal comparison studies that provided usable data on (1) the number of individuals with and without pleural plaques and (2) mean values for the %pred respiratory measures of interest in each group, were included in further analysis. Four studies reported vital capacity (VC) rather than FVC21–24 and were included in the analysis together with the rest of the studies. In total, 15 X-ray studies21 ,23 ,25–37 and 5 HRCT22 ,24 ,38–40 studies were used for the analysis of mean difference in FVC; 10 X-ray studies and 5 HRCT studies were used for the analysis of mean difference in FEV1. The results from each study were presented in graphical form, grouping results of similar type (eg, difference in %pred, FVC). Summaries of the 20 included studies are shown in table 1 (X-ray studies) table 2 (HRCT studies). Five cross-sectional studies were excluded because results were presented as absolute values rather than %pred,41 sample sizes in relevant groups were not reported,42 or quantitative results were not reported.43–45 Online supplementary table S2 contains summaries of the 5 excluded studies. Additional details regarding study evaluation and analytical issues (eg, calculation of SD when not provided in published results), along with more detailed tables of abstracted methodological information, are included in the online supplementary material. View this table: [Table 1](http://oem.bmj.com/content/72/8/606/T1) Table 1 Cross-sectional (internal comparison group) X-ray studies of pleural plaques and lung function included in meta-analysis View this table: [Table 2](http://oem.bmj.com/content/72/8/606/T2) Table 2 Cross-sectional (internal comparison group) high-resolution CT (HRCT) studies of pleural plaques and lung function included in meta-analysis Data entry was performed independently by two people and any inconsistencies were resolved by discussion and verification with the original study. All statistical analyses were performed in R software; the R package Metafor46 was used for conducting the meta-analyses. A random effects model was used for FVC and FEV1. Summary estimates and the 95% CIs are reported for each outcome. To assess possible publication bias, funnel plots were evaluated. Both X-ray and HRCT studies were included in the analysis. Analyses stratified into these two groups were also conducted, to investigate potential differences based on detection method. HRCT has been reported to have greater sensitivity and specificity compared with chest X-ray for the detection of pleural abnormalities;47 only 50–80% of cases of pleural thickening documented by HRCT are identified on X-ray.4 HRCT is better able to differentiate such thickening from subpleural fat pads, and to identify parenchymal abnormalities. All inferences are based on a comparison between exposed individuals with no radiographic or HRCT abnormalities and exposed individuals with pleural plaques only (ie, without any other radiographic or HRCT abnormalities). The studies using HRCT, published between 1999 and 2011, used a variety of descriptions to describe the pleural plaque group (see table 2; standardised guidelines for classification of pleural abnormalities identified using HRCT are not currently available). The outcomes are %pred values for FVC and FEV1, where predicted values are adjusted for age, sex and height. The potential confounding effects of smoking were addressed in various ways by 14 of the studies: stratification,23 ,39 adjustment,34 ,36 ,38 exclusion of ever smokers30 and indication that there was no or only a small difference in the smoking distribution between groups.24–26 ,28 ,29 ,33 ,35 ,37 Two studies36 ,38 additionally controlled for the effects of body mass index (BMI). One study33 presented results stratified by exposure level and three studies26 ,34 ,38 adjusted for a cumulative asbestos exposure index or duration of exposure. These factors (smoking, BMI and asbestos exposure) were not measured in all studies, but the use of an internal comparison group (ie, exposed workers) should minimise differences in these factors when comparing those with no radiographic or HRCT abnormalities and those with pleural plaques. Among the studies identified for the meta-analyses, specific limitations pertaining to participant selection, data collection and analysis were noted as follows: * Recruitment through clinic setting, or other attributes of recruitment, that may have led to overselection of symptomatic individuals;21 ,24 ,28 ,32 * Only one X-ray or HRCT reader or different readers in different locations (without validation sample), or lack of details about X-ray or HRCT reading protocol;21 ,23 ,24 ,30–33 ,39 ,40 * Lack of blinding (or lack of reporting of blinding) of X-ray or HRCT readers to asbestos exposure or medical history;21 ,23 ,24 ,29 ,30 ,33 ,34 ,36 ,37 ,39 * Inadequate consideration of smoking as a potential confounder.21 ,22 ,27 ,31 ,32 ,40 These 16 studies were not excluded from further consideration, but additional sensitivity analyses were conducted to evaluate the potential effect of these identified limitations on the results of the meta-analyses. ## Results ### Meta-analysis of cross-sectional studies The cross-sectional studies were all conducted among occupationally exposed workers, from a variety of industries (eg, shipbuilding, railroad workers, etc). Study participants were generally male, with mean age at examination of ∼50–60 years. Figure 1 (FVC) figure 2 (FEV1) show individual study results as well as the summary effect estimates resulting from the meta-analyses. The summary effect estimates for FVC and FEV1 are statistically significant, showing a change of −4.09%pred (95% CI −5.86 to −2.31) and −1.99%pred (95% CI −3.77 to −0.22), respectively. The results of larger studies are very consistent in showing a decrease in FVC (see figure 1). In contrast, fewer large studies are available for FEV1, and there is less consistency in the results (see figure 2). The use of random effect models was supported for both pulmonary measures, as the tests for heterogeneity were statistically significant, and the I2 was 80% and 57% for FVC and FEV1, respectively (where I2 represents the proportion of the total variation across studies due to study heterogeneity instead of chance). Analysis of the HRCT studies is separately shown in figure 3. Although, the number of study participants varied widely across HRCT studies, for both measures of lung function, results of HRCT studies considered separately are quite similar in magnitude to overall results (combining the two study types) and to X-ray results. For FVC, results from HRCT and X-ray studies considered as separate sets are statistically significant: −3.30%pred (95% CI −5.25 to −1.34) and −4.55%pred (95% CI −6.73 to −2.38), respectively; FEV1 results for HRCT and X-ray studies considered separately were very similar in magnitude to the combined results, but are not statistically significant: −1.96%pred (95% CI −6.01 to 2.09) and −1.87%pred (95% CI −3.96 to 0.23), respectively. Given that the overall (combined) results for FEV1 are statistically significant, this is likely due to the smaller sample sizes when X-ray and HRCT studies are separated. There were no clear asymmetries in the examination of funnel plots (see online supplementary material) for all the analyses (although for HRCT analyses there were few data points) suggesting that publication bias is not an issue in these analyses. ![Figure 1](http://oem.bmj.com/https://oem.bmj.com/content/oemed/72/8/606/F1.medium.gif) [Figure 1](http://oem.bmj.com/content/72/8/606/F1) Figure 1 Study-specific and summary effect estimates for change in per cent predicted forced vital capacity comparing asbestos-exposed groups with and without pleural plaques, X-ray and high-resolution CT (HRCT) cross-sectional studies. Data are mean values; bars and values in brackets are 95% CI, size of data point is proportional to study weight. ![Figure 2](http://oem.bmj.com/https://oem.bmj.com/content/oemed/72/8/606/F2.medium.gif) [Figure 2](http://oem.bmj.com/content/72/8/606/F2) Figure 2 Study-specific and summary effect estimates for change in per cent predicted FEV1 comparing asbestos-exposed groups with and without pleural plaques, X-ray and high-resolution CT (HRCT) cross-sectional studies. Data are mean values; bars and values in brackets are 95% CI, size of data point is proportional to study weight. ![Figure 3](http://oem.bmj.com/https://oem.bmj.com/content/oemed/72/8/606/F3.medium.gif) [Figure 3](http://oem.bmj.com/content/72/8/606/F3) Figure 3 Study-specific and summary effect estimates for change in per cent predicted forced vital capacity (FVC; top panel) and forced expiratory volume in 1 s (FEV1; bottom panel) comparing asbestos-exposed groups with and without pleural plaques, for high-resolution CT (HRCT) cross-sectional studies. Data are mean values; bars and values in brackets are 95% CI, size of data point is proportional to study weight. For sensitivity analysis, we first excluded studies with the limitations described in the Methods section from the meta-analysis; 16 and 12, respectively, were excluded in the FVC and FEV1 analyses. The results were more consistent (narrower CI despite a smaller number of studies) with a summary effect estimate of −4.08%pred (95% CI −5.44 to −2.71) for FVC (based on four studies25 ,26 ,35 ,38) and an effect for FEV1 that is almost doubled compared with the full set analysis (−3.87%pred, 95% CI −5.84 to −1.90; based on three studies25 ,26 ,38). Next, one study at a time was excluded to evaluate influence of individual studies on the summary effect measures. No one study showed a notable influence on the summary results, which changed by <8% for FVC, and between −18% and +25% for FEV1. In addition, examination of the studies excluded because of analysis or reporting issues (see online supplementary table S2) indicates that the qualitative results of this additional set of studies are also consistent with the pattern seen in figures 1 and 2, with three of the five studies in online supplementary table S2 indicating a decrement in FVC in the pleural plaque group, compared with the no pleural plaque group (two studies did not state if there was a decrease or increase). ### Relationship between lung function measures and extent of pleural plaques Four cross-sectional studies also presented analyses of the extent of pleural plaques in relation to degree of decrement in lung function.22 ,37 ,38 ,48 Lilis *et al*48 is related to the Miller *et al*31 study included in the meta-analysis. In the study by Clin *et al*,38 the decrease in FVC seen with increasing maximum cumulative plaque extent was statistically significant, and for FEV1 the decrease was marginally significant (p=0.06); there was a difference of approximately −4%pred in %pred FVC and %pred FEV1 when comparing the lowest to the highest plaque extent category. In the study by Lilis *et al*,48 a higher index score (indicating increased pleural plaque size) was significantly associated with a larger decrement of 5–10%pred FVC (accounting for smoking and time since first exposure) compared with a lower index score. Van Cleemput *et al*22 reported a non-significant decrease in %pred VC and %pred FEV1 with increasing total surface area of pleural plaques; however, on average those with pleural plaques had slightly better lung function than those without pleural plaques. Although van Cleemput *et al*22 concluded that neither the presence nor the extent of the plaques was correlated with lung function parameters, this is a small study of only 73 workers compared with more than 2000 workers in the study by Clin *et al*,38 which found that %pred FVC and %pred FEV1 both tended to decrease with increased plaque length. Zavalic *et al*37 reported that %pred FVC as well as %pred FEV1 tended to become lower with increases in plaque length. Additionally, the longitudinal study by Sichletidis *et al*49 demonstrated that after 15 years of follow-up, the total surface area of pleural plaques increased twofold and lung function was statistically significantly decreased over that period. Although increased plaque surface area was not statistically significantly associated with the observed reductions in %pred FVC or %pred FEV1, the reduction in total lung capacity was associated with plaque surface area (r=−0.486, p=0.041). Taken together, these studies strongly suggest that the extent of the decrease in lung function is associated with the extent (size or total surface area) of pleural plaques. ### Analysis by categorical, rather than continuous measures of lung function Three studies presented analyses in terms of difference in the proportion of individuals within a group below a specified value for the lung function test or combination of tests. In the study by Oliver *et al*,34 the proportion with FVC <80%pred was approximately doubled in the pleural plaque group (18.5%) compared with the group with no pleural plaques (9%; relative risk: 2.1, 95% CI 1.1 to 3.7); the smoking-adjusted mean difference between these two groups was −4.3%pred FVC, similar to the summary effect estimate for all studies in our meta-analysis. García-Closas and Christiani28 observed a non-statistically significant increase in the proportion classified as having restrictive disease (defined as FVC <80% predicted and FEV1/FVC >75%), from 3.9% in the group with no pleural plaques to 7.8% in the pleural plaques group. In the study by Dujić *et al*,27 the estimated relative risk for restrictive disease (defined as FVC <80%pred and FEV1/FVC ≥70%) in the group with pleural plaques, compared with the group with no pleural plaques, was 2.6 (95% CI 1.7 to 3.9); the results in terms of mean difference in %pred FVC between groups in this study were notably larger than other studies in figure 1. 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