Exposures and cancer incidence near oil fields in the Amazon basin of Ecuador
- aInstituto de Epidemiología y Salud Comunitaria “Manuel Amunárriz”, Apdo 17–10–7410, Quito, Ecuador, bEnvironmental Epidemiology Unit, London School of Hygiene and Tropical Medicine, Keppel Street, London, UK
- Dr M San Sebastián
- Accepted 9 February 2001
OBJECTIVES To examine environmental exposure and incidence and mortality of cancer in the village of San Carlos surrounded by oil fields in the Amazon basin of Ecuador.
METHODS Water samples of the local streams were analyzed for total petroleum hydrocarbons (TPHs). A preliminary list of potential cancer cases from 1989 to 1998 was prepared. Cases were compared with expected numbers of cancer morbidity and mortality registrations from a Quito reference population.
RESULTS Water analysis showed severe exposure to TPHs by the residents. Ten patients with cancer were diagnosed while resident in the village of San Carlos. An overall excess for all types of cancer was found in the male population (8 observed v 3.5 expected) with a risk 2.26 times higher than expected (95% confidence interval (95% CI) 0.97 to 4.46). There was an overall excess of deaths for all types of cancer (6v 1.6 expected) among the male population 3.6 times higher than the reference population (95% CI 1.31 to 7.81).
CONCLUSIONS The observed excess of cancer might be associated with the pollution of the environment by toxic contaminants coming from the oil production.
The tropical forests of Ecuador are among the most biologically diverse natural ecosystems on earth, and are home to peasants and several indigenous groups. The Amazon also has hundreds of oil fields, the most important source of income in Ecuador. Since 1972, foreign oil companies, led by Texaco and Ecuador's national oil company, Petroecuador, have extracted more than two billion barrels of crude oil from the Ecuadorian Amazon. Currently, 13 companies are operating in the country: 1 private national, Petroecuador, and 11 foreign companies. Oil has been the lynchpin of the economy. The 1970s oil price boom lifted Ecuador from being one of the poorest countries in Latin America—per capita income rose from $290 in 1972 to $1490 in 1982, decreasing to $1390 in 1995. Today, oil continues to account for nearly 50% of the nation's income from exports and government budget. However, in this development process, billions of gallons of untreated waste, gas, and crude oil have been released into the environment.1 There are potential problems of this process of development on the environment and the health of local people. We examined this issue.
Oil, environment, and health: the literature
Oil extraction involves several contaminating processes. Drilling wastes can typically contain considerable amounts of several drilling muds (used as lubricants and sealants), and a water mixture can be formed deep below the earth's surface that contains hydrocarbons, heavy metals, and high concentrations of salt. Burning oil and gas pollutes the air with oxides of nitrogen, sulphur, and carbon, as well as heavy metals, hydrocarbons, and soot (carbon particulate).2 Crude oil is a complex mixture of many chemical compounds, mostly hydrocarbons. The petroleum hydrocarbons of most toxicological interest are volatile organic compounds (benzene, xylene, and toluene) and polynuclear aromatic hydrocarbons (PAHs).3
Studies on mice have reported skin tumours after application of crude oil to the skin.4-6 However, a review concluded that there is limited evidence showing carcinogenicity of crude oil in experimental animals, and also that there was inadequate evidence of carcinogenicity of crude oil in humans.3
Benzene is a well known cause of leukaemia,7 8 and perhaps other haematological neoplasms and disorders.9 10No adequate data on the incidence of cancer after human exposure to the other volatile organic chemicals from oil exist.11 A population based case-control study carried out in Montreal showed limited evidence that increased risk was found for the following associations: oesophagus-toluene, colon-xylene, rectum-toluene, rectum-xylene, and rectum-styrene.12 An ecological study performed to examine the relation between the incidence of leukaemias and the occurrence of contamination of drinking water supplies by volatile organic chemicals (VOCs) suggested that VOCs might increase the incidence of leukaemia among exposed women.13Different epidemiological studies have reported direct evidence of the carcinogenic effects of PAHs in occupationally exposed subjects. Strong evidence of carcinogenic effects of PAHs on the skin, bladder, and scrotum has been found.14-18 Workers in several industries with appreciable exposure to PAHs have also been shown to be at risk of lung cancer.15 17-19
Few studies of risk of cancer among inhabitants of areas close to petrochemical industries have been reported. In the United States, an ecological study found an association in both sexes between residential exposure to petroleum and chemical emissions in air and cancer of the buccal cavity and pharynx. In men, age adjusted incidences of cancers of the stomach, lung, prostate, and kidney and urinary organs were also associated with exposures to petroleum and chemical plant emissions in air.20 A study in the same country found high rates of cancer of the lung, nasal cavity and sinuses, and skin among the resident male population.21 Other studies in the United States have suggested high rates of lung cancer and an increased risk of brain cancer among people living near petrochemical plants.22 23 Studies from the United States have also reported negative results.24
Childhood leukaemia and other childhood cancers have been geographically associated with industrial atmospheric effluent—for example with volatile compounds derived from petroleum in Great Britain.25 26 By contrast, a study from Wales did not find an association between incidence of leukaemias and lymphomas in children and young people in the area around the BP Chemical site at Baglan Bay, South Wales.27 A recent report around all industrial complexes that include major oil refineries in Great Britain found no evidence of association between residence near oil refineries and leukaemias or non-Hodgkin's lymphoma.28
Studies conducted in Taiwan have reported an excess rate for liver and lung cancer29 30 and an excess of deaths from bone, brain, and bladder cancer in young adults associated with residence near petrochemical industries.31
Few studies have been conducted in petroleum exploration and production workers. In one of two case-control studies, an excess risk for testicular cancer was found among petroleum and natural gas extraction workers.32 No such excess was found in the other study.33 In a case-control study of cancer at many sites, an association was found between exposure to crude oil and rectal and lung cancer, however, the association was based on small numbers.34 A study carried out on production and pipeline workers in the United States did not find significant differences for any major cause of death.35 Sathiakumaret al 36 conducted an epidemiological study in oil and gas field workers in the United States that showed a positive association between work and acute myelogenous leukaemia. A study from China has also reported high incidences of leukaemia in oil field workers.37
Although several studies have focused on health effects of major oil spillages,11 38 39 epidemiological studies of communities exposed to oil pollutants near oil fields are lacking. This is particularly true of developing countries where oil extraction is an aggressive strategy, but where impacts on the environment and population are little understood.
Oil, environment, and health in Ecuador: this study
In response to a community concern about the health effects of oil pollution, San Carlos village, which is surrounded by oil fields, was visited by one of us in October 1998. As part of a broader study of the situation, the study team found that some inhabitants mentioned the presence of several cases of cancer. These cases were attributed by local people to their continued exposure to oil pollution.
This paper reports the results of a preliminary analysis of environmental contamination of water sources, and cancer incidence and mortality in the village of San Carlos. To our knowledge, no studies about the association between oil pollutants, exposure, and cancer in residents near oil fields have previously been conducted.
Population and methods
AREA OF STUDY
San Carlos is a small village inhabited by peasants in the province of Orellana, in north eastern Ecuador. The population numbers about 1000, most of them came to the area in the 1970s to farm along the routes opened by the oil companies. They subsist mainly by raising cattle and involvment in other types of agriculture.
The physical infrastructure of San Carlos is poor. There is electricity but no piped drinking water or sewer services. The roads are deliberately paved with crude oil products. There is a primary health centre in the village run by a doctor and a nurse. The nearest reference centre for histopathological examinations is in Quito, 300 km away (12 hours by bus).
In the entrance to the village there is a large pumping station. More than 30 oil wells surround the village. Most of the oil wells are just a few meters from the houses (fig 1). The station and the wells dispose of waste, without treatment, in the small rivers that cross the village.40 These rivers are the only sources of water, and are used by the population for drinking, cooking, bathing, and washing clothes. In the pumping station, there are four powerful gas burners burning gas day and night. The oil wells in San Carlos have been in operation for more than 20 years.41 There are no chemical or other industries in the area or its surroundings.
ASSESSMENT OF EXPOSURE
Water samples from the places used by the community for drinking, bathing, and washing clothes were collected. The water was analysed for total petroleum hydrocarbons (TPHs) and was carried out by the water and soil laboratory of the P Miguel Gamboa Technical School, Coca. The TPHs were extracted with 1,1,2-trichlortrifluorethane and measured by infrared spectrophotometry. Special bottles for samples of water were provided by the laboratory. Laboratory technicians were kept blind to the origin of the water samples.
The main stream that crosses San Carlos is the Huamayacu river. Also, in the outskirts of San Carlos the population use the Basura, Parker, and other small rivers. During the month of March 1999 samples of the Huamayacu, Basura, Parker, and Iniap rivers were taken (one sample per river, taken close to the road). The samples were taken without visible presence of crude oil in the rivers.
Because of economic and technical limitations it was not possible to measure land and air pollution.
A preliminary list of potential cancer cases from 1989 to 1998 was prepared by the health workers at the village of San Carlos. The list included the name, age, time of residence, and place of diagnosis. To confirm the diagnosis, data from the hospitals where people had been treated were solicited. Cases were included only when pathological evidence was present. No cancer registry is available in the Amazon region.
The cancers were grouped as in the 9th international classification of diseases (ICD-9).
Population data of San Carlos, stratified by age and sex, were taken from census county statistics for 1998. These used the 1991 national census extrapolated to 1998.42 Information on dates on which any individual cohort members migrated to or from the village was not available.
Statistical analysis was based on the comparison of observed and expected numbers of cancer cases; the expected numbers of deaths and cancer registrations were calculated from the incidences of the Quito reference population from 1989 to 1998, stratified by 5 year age group and sex. Quito, the capital city, is the only place in the country with an adequate cancer registry or publishing deaths by specific cause.43 44
Observed and expected values, observed/expected ratios, and their 95% confidence intervals (95% CIs) based on the Poisson distribution exact method are reported.
The results of the analysis of the samples taken from the rivers are presented in table 1. In the Iniap stream, the hydrocarbon concentration was 0.09 parts per million (ppm), 0.5 in the Parker river, 1.44 in the Huamayacu, and 2.88 ppm in the Basura river. This compares with a permitted limit for hydrocarbons in drinking water according to the European Community laws of 0.01 ppm.45
The population of San Carlos was estimated to be 1000 (555 men and 455 women) in 1998. Eighteen cases of cancer were identified in the preliminary list. Out of them, 10 of the patients diagnosed were resident in the village of San Carlos during the period 1989–98, and were confirmed by pathological evidence. Three were diagnosed as benign tumours and for five cases there was no access to medical records.
The characteristics of the patients and the types of cancer are presented in table 2. Most of the cancers diagnosed were in males (8/10), three were stomach cancer. Six were diagnosed in the past 3 years. The age of diagnoses varied from 5 to 86 years. Of the 10 patients, six (all males) had already died; most of these deaths took place a short time after the diagnoses. The residence time of the patients in San Carlos was from 7 to 30 years, with a mean of 17 years.
Only one patient had worked in the oil industry, as a guardian of an oil field. From medical histories one patient was identified as a smoker.
A comparison with expected numbers, adjusted for age, is presented in table 3. An overall excess for all types of cancer was found in the male population (8 observed v 3.5 expected) with a risk 2.26 times higher than expected (95% CI 0.97 to 4.46). No overall excess for all types of cancer was found in females (2 observedv 4 expected; O/E ratio 0.5; 95% CI 0.06 to 1.80).
Table 4 shows the results of the mortality analysis for the 10 years. There was an overall excess of deaths for all types of cancer (6 observed v 1.6 expected) among the male population 3.6 times higher than the reference population (95% CI 1.31 to 7.81). The excess was apparent for all sites represented, cancer of the stomach and melanoma being nominally significant (p<0.05). No deaths due to cancer were found in women (0 observedv 1.39 expected; 95% CI 0 to 2.64).
This report presents an analysis of environmental contamination and incidence and mortality of cancer (1989–98) in a village in an oil producing area of the Amazon basin of Ecuador.
The analysis of water used for drinking, washing, and bathing showed a severe exposure to TPHs by the residents of San Carlos, with samples ranging from 10 to 288 times higher than the limit permitted by the European Community regulations. These data confirm that the residents of this village are exposed to concentrations of pollutants that originated from oil activity, which considerably exceed the recognised European safety limits. Although the initial time of exposure is not known, numerous reports have stated that unregulated oil exploration has occurred in the area since the 1970s.2 41 46-48 In 1994, a study carried out by the Center for Economic and Social Rights48 also found highly increased concentrations of oil pollutants in the streams and rivers of the area, evidence which also supported long term exposure of the residents to these toxins. Concentrations of PAHs were 10–10 000 times greater than the recommendations of the United States Environmental Protection Agency.
Also the study suggests an excess of cancers among the male population in the village of San Carlos. All specific cancer sites showed an excess. Results of overall cancer mortality were also 3.6 higher than expected among males.
Despite the excess of cancer found in San Carlos and the high exposure to oil pollutants, the attribution of causality to this association must be considered with caution. When interpreting the results, several issues should be taken into the account.
When disease in an area is studied formally solely because a cluster of disease has been perceived informally, statistical results should be interpreted very cautiously. This process has been described as the “Texas sharp-shooter's” procedure.49 However, this study was led by local concern about overall health effects of oil pollution on their communities. This concern preceded identification of a cancer cluster. Therefore, the presented data are not wholly subject to the application of Texas sharp-shooter caution, strengthening the likelihood of a real effect. However, the high risk of cancer found in the population was based on small numbers, which is reflected in the wide 95% CIs, making it difficult to reject the possibility of chance.
Several limitations in the data and methods need also to be considered. Population data relied on county census estimated from the 1991 national census. Errors in population estimates, including differential migration patterns, might bias estimates of risk. However, to avoid this bias, the population of San Carlos was overestimated and migration is considered to be low (mayor of the village, personal communication).
The completeness of the cancer registration in Quito is high, 95%,44 but there may have been cancer cases in San Carlos that were not diagnosed, making our risk estimation conservative.
The general excess in all cancers argues against a specific toxic agent which might be expected to affect the incidence of only one or perhaps a few cancer sites.50 However, epidemiological studies have reported different types of cancer being associated with occupational or residential exposure to oil pollutants.17-23 25 26 29-31 36 37 51 52 These cancers could be grouped in six systems: digestive (buccal cavity, pharynx, stomach, liver), respiratory (nasal cavity and lung), urinary (prostate, bladder, kidney), dermal (skin), blood (leukaemia) and others (brain, bone). In our study, all diagnosed cancers—except the cervix—can be included in these groups.
The main known risk factors for the cancer most often found, stomach, are cigarette smoking, alcohol drinking, and diet. However, none of the three patients were smokers. San Carlos has a rural population, with diet based mainly on the consumption of rice, cassava, banana, meat, and occasionally fish. No data on alcohol ingestion were available.
One possibility to explain any excess risk near an industrial source is that it reflects occupational rather than environmental factors. However, just one of the patients worked in an oil facility. There is no other industrial process in the area, apart from oil, which is suspected of entailing exposures that might cause cancer. The long duration of residence of the patients in the study area is consistent with a possible environmental carcinogen, due to the long latency time of most of the carcinogens.3
The excess of morbidity was especially strong in males and only males had died of cancer. The reasons for the higher cancer incidence and mortality in males in our study are unclear. Six of the patients (and one more deceased in April 1999) had already died; most of these deaths took place a short time after the diagnoses. These data suggest either extremely aggressive cancers or they may reflect the poor access of the population of San Carlos to ameliorative health services.
There is also an uncertainty over the comparability of the Quito population and the local population. Access to health services, and socioeconomic and other possible unmeasured factors might confound the risk estimates. For some cancers—such as cancer of the larynx and skin melanoma—there is the added problem of possible residual socioeconomic confounding which could not be measured due to the lack of data.
In summary, there is evidence of severe contamination of water sources and apparent excess of cancer morbidity and mortality in the village of San Carlos. The excess of cancer could be linked, as local people suspect, to the pollution of the environment by toxic contaminants coming from oil production. Further research is necessary to obtain information on the extent of exposure of these populations to environmental contamination through water, soil, and air. Evidence is also needed on risk factors that could be producing the potentially high rates of cancer found in this population and on other populations similarly exposed. We recommend an environmental monitoring system to assess, control, and assist in elimination of sources of pollution in the area, and a surveillance system to gain knowledge of the evolution of cancer incidence and distribution in the area. We are also concerned that, despite the economic gains brought to Ecuador as a whole by the oil industry, the people who live alongside the process may experience problems as a result of the practice, and few of the benefits.
This work was funded by Medicus Mundi Gipúzkoa. We thank to the community of San Carlos for their collaboration and to Janet Andrade and Dr Pepe Yépez for their support.
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